EBP2121. Top 10 ERISA Compliance Traps

Hear from a former DOL "insider" who will be sharing DOL knowledge and tips only a former EBSA investigator would know. You'll learn how the DOL targets cases, and you'll be introduced to 10 common ERISA violations. Learn how to avoid these compliance traps or how to maneuver out of them.

Learning Objectives:

• Recognize the DOL's national enforcement projects and how they affect investigator targeting and an investigation's focus.
• Identify which common ERISA violations can be identified during the ERISA audit and the Annual Report Form 5500.