GOV2020. Internal Control Over Compliance: A Hands-On Look

Building on the concepts learned in Session 13, this session will focus on the process of identifying effective internal control over compliance and how the auditor decides whether a control is designed and implemented effectively. Will also discuss the changes in assessing internal controls during a pandemic. Case studies will provide step-by-step examples of identifying and documenting internal controls in a single audit.

Learning Objectives:

• Identify control objectives for each compliance requirement.
• Analyze compliance processes and controls within processes.
• Determine risks within processes ("what can go wrong" risks).
• Apply theory to various case scenarios.